| Operating authority and registration | Confirm that the carrier has the registrations, operating authority, and permits required for the jurisdictions and type of service it will provide. | For U.S. operations, check applicable records through the Federal Motor Carrier Safety Administration (FMCSA), including its registration and licensing resources. For Canadian or Mexican operations, confirm the applicable federal, provincial, territorial, or state requirements with the relevant authority. | Legal entity details match the records, and required authority is active for the planned operation. | 20% |
| Carrier identity and authorized operating parties | Establish which legal entity will transport the freight, and identify any subcontracted carriers or transfer partners involved in the route. | Compare the contract, carrier registration details, insurance documents, and dispatch or subcontracting disclosures. | The carrier clearly discloses who handles each leg and obtains approval before using an undisclosed substitute. | 10% |
| Insurance and cargo coverage | Review applicable liability coverage, cargo coverage, exclusions, limits, deductibles, and coverage territory for the shipment. | Request current insurance certificates and confirm material details with the insurer or authorized agent. Compare limits with the cargo value and contract terms. | Coverage is current, applies to the planned route and cargo, and any exclusions or gaps are understood before dispatch. | 15% |
| Customs documentation and border process | Confirm the carrier understands its role in manifest filing, shipment data, border appointments, document handoffs, and coordination with the importer’s or exporter’s customs broker. | Ask for a shipment-specific document checklist and a written description of who prepares, submits, checks, and corrects required information. Verify the process against the relevant customs authority’s rules. | Responsibilities are assigned in writing, and the carrier has a defined process for missing, inconsistent, or rejected data. | 15% |
| Customs systems and filing readiness | Determine whether the carrier or its authorized service provider can meet applicable electronic filing and advance cargo information requirements for the route. | For U.S.-bound freight, clarify the process for applicable ACE manifest requirements. For Canada-bound freight, clarify applicable ACI/eManifest requirements. Confirm which party files and how acceptance is monitored. | The carrier can explain the applicable filing workflow, cutoffs, data responsibilities, and escalation process without claiming that a third party’s customs role belongs to the carrier. | 10% |
| Safety and regulatory compliance | Review relevant safety history and confirm that drivers, vehicles, and operations meet applicable rules, including hours-of-service requirements and electronic logging rules where applicable. | Use available official safety and compliance records for the relevant jurisdiction, and request details of the carrier’s safety-management process. Verify any reported concerns with the issuing authority where possible. | Records and explanations are consistent, and the carrier has documented procedures for driver qualification, vehicle maintenance, and incident response. | 15% |
| Trade and cargo-specific requirements | Check whether the shipment needs special handling, permits, security measures, or additional documentation—for example, for dangerous goods, temperature-controlled cargo, or controlled goods. | Match the carrier’s equipment and procedures to the shipment’s classification and destination requirements. Confirm any required training, permits, and emergency procedures with the relevant authorities. | The carrier identifies shipment-specific obligations before pickup and can show suitable equipment, training, and handling procedures. | 5% |
| Border reliability and exception handling | Assess how the carrier handles inspections, holds, missed appointments, document errors, delays, and communication during a border disruption. | Request a documented escalation plan, named operational contacts, tracking milestones, and examples of how exceptions are communicated and resolved. | Updates are timely and traceable, with clear responsibility for next steps and customer notification. | 5% |
| Contract, records, and audit trail | Review service terms for liability, claims, subcontracting, customs responsibilities, record retention, and dispute handling. | Compare the contract and rate confirmation with the carrier’s written operating procedures and shipment records. Seek qualified legal or customs advice when needed. | Terms clearly allocate responsibilities, and shipment, filing, and delivery records can be retrieved for review. | 5% |